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One Arrow Consulting
Hong Kong, HONG KONG
(on-site)
Posted
9 days ago
One Arrow Consulting
Hong Kong, HONG KONG
(on-site)
Job Function
Risk Management
Regulatory Reporting and Surveillance -AVP/ VP
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Regulatory Reporting and Surveillance -AVP/ VP
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Description
- Lead and execute timely, accurate regulatory transaction and position reporting across APAC (HKMA, MAS, ASIC, SEBI, etc.) for equities and fixed income
- Own APAC regulatory reporting processes (trade repositories, SEBI, QFII, short position reporting) and act as subject-matter expert.
- Maintain and enhance control frameworks to improve accuracy, efficiency, and reduce operational risk.
- Partner with IT on design, testing, and deployment of reporting architecture, automation and AI-enabled controls.
- Prepare and validate data for regulator surveys and ad-hoc requests.
- Define test cases, conduct UAT, and manage release follow-ups for regulatory projects.
- Liaise with Front Office, Compliance, ITO and other stakeholders to ensure end-to-end data flow and resolve reporting gaps.
- Produce regular status updates for management and support strategic reporting initiatives.
Job ID: 84616271
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Median Salary
Net Salary per month
$5,598
Cost of Living Index
81/100
81
Median Apartment Rent in City Center
(1-3 Bedroom)
$3,260
-
$6,962
$5,111
Safety Index
78/100
78
Utilities
Basic
(Electricity, heating, cooling, water, garbage for 915 sq ft apartment)
$219
-
$619
$389
High-Speed Internet
$18
-
$57
$33
Transportation
Gasoline
(1 gallon)
$16.93
Taxi Ride
(1 mile)
$3.08
Data is collected and updated regularly using reputable sources, including corporate websites and governmental reporting institutions.
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